LPL Financial LLC data breach
LPL Financial LLC appears in 13 breach notices filed with Vermont AG, New Hampshire DOJ, Washington AG, Oregon DOJ, Montana DOJ, SC Consumer Affairs and California AG, most recently reported on September 14, 2026.
Also listed as: LPL Financial; LPL Financial LLC (LPL); LPL Financial, LLC
Breach notices filed with regulators
| Reported | Filed with | Breach date(s) | People affected | Data involved | Source |
|---|---|---|---|---|---|
| Sep 14, 2026 | Vermont AG | Not listed | 1 Vermont residents | Social Security NumbersFinancial Account CodesCredit and Debit Account Inf | Vermont AG list ↗ |
| Jul 6, 2026 | New Hampshire DOJ | Not listed | Not listed | Not listed | Notice ↗ |
| May 20, 2026 | New Hampshire DOJ | Not listed | Not listed | Not listed | Notice ↗ |
| Apr 27, 2026 | New Hampshire DOJ | Not listed | Not listed | Not listed | Notice ↗ |
| Sep 30, 2021 | Washington AG | Jul 26, 2021 – Jul 28, 2021 | 992 Washington residents | NameSocial Security NumberFinancial & Banking InformationHealth Insurance Policy or ID NumberMedical Information | Washington AG list ↗ |
| Sep 30, 2021 | Oregon DOJ | Jul 26, 2021 – Jul 28, 2021 | 1,605 Oregon residents | Not listed | Oregon DOJ list ↗ |
| Jan 17, 2019 | Montana DOJ | Nov 1, 2018 | 756 Montana residents | Not listed | Notice ↗ |
| Nov 19, 2018 | SC Consumer Affairs | Not listed | 3,006 South Carolina residents | Not listed | Notice ↗ |
| Nov 17, 2018 | California AG | Nov 1, 2018 | Not listed | Not listed | California AG list ↗ |
| Nov 17, 2018 | Oregon DOJ | Nov 1, 2018 | 270,000 Oregon residents | Not listed | Oregon DOJ list ↗ |
| Nov 16, 2018 | Washington AG | Nov 1, 2018 | 8,127 Washington residents | NameSocial Security Number | Washington AG list ↗ |
| Apr 30, 2018 | Montana DOJ | Feb 20, 2018 – Feb 28, 2018 | 3 Montana residents | Not listed | Notice ↗ |
| Feb 29, 2012 | California AG | Feb 6, 2012 | Not listed | Not listed | California AG list ↗ |
Each row is a notice as published by the agency. For state lists, the number affected counts only that state's residents; HHS lists the total reported. SEC rows are Form 8-K Item 1.05 filings, which usually don't give a count. A notice does not mean a settlement exists, and a settlement may cover a different incident than a given notice.
Is there a settlement?
We don't track an open class-action settlement for LPL Financial LLC right now. Settlements usually come months or years after a breach. Get an email when new settlements are announced.
What you can do now
- Read the notice letter if you got one. It says what data was involved and may offer free credit monitoring with an enrollment deadline.
- Consider a free credit freeze at Equifax, Experian and TransUnion, especially if your Social Security number was involved.
- Change reused passwords and turn on two-factor authentication.
- Watch your bank, card and insurance statements for activity you don't recognize.
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